The services provided in accordance with Article 46 of the DSS Regulation concern bilateral transfers listed of securities listed on ATHEX instructed by investors for the purpose of:

1. sale;
2. donation/parental benefit;
3. benefit in kind to executives/shareholders of listed companies;
4. public offer.

More specifically:
1. OTC transfer on sale

• Regards the registration of the transfer in DSS due to cash transaction.
• The service is offered following submission to the CSD of a private sale agreement or notary document, the Application for OTC Transfer (ΑΙΤ018) and the necessary supporting documents in accordance with the relevant instructions (ΚΑΑ505).
• Fee (HELEX BoD Resolution No 1):
  • CSD fees: 0.08% per party on the transfer value (for the transfer Bonds and Debentures 0.015%) according to HELEX BoD Resolution No 1/Article 7 .
  • Tax on the sale of shares payable to the Greek government: 0.2% payable by the seller.

2. OTC transfer due to donation/parental benefit

• This concerns the registration of transfers in DSS due to donation or parental benefit The service is offered following submission to the CSD of a donation/parental benefit private agreement or notary document, the Application for OTC Transfer (ΑΙΤ018) and the necessary supporting documents, in accordance with the relevant instructions (ΚΑΑ505).
• Fee (HELEX BoD Resolution No 1):
  • CSD fees: 0.08% per party on the transfer value (for the transfer Bonds and Debentures 0.015%) according to HELEX BoD Resolution No 1 /Article 7.

3. OTC transfer due to benefit in kind to executives/shareholders of listed companies

• This service regards the transfer of shares to executives/shareholders of a company listed on ATHEX for a fee or free of charge, as instructed by the company. The procedure is detailed in the respective instructions (ΚΑΑ508).

4. OTC transfer due to Public Offer

• This service regards the transfer of shares in DSS as part of a Public Offer.  The procedure is detailed in the respective instructions (ΚΑΑ507).
• Fee (HELEX BoD Resolution No 1):
  • CSD fees: 0.08% per contracting party on the transfer value with a minimum fee the lowest between EUR 20 or 20% of value (for transfer of Bonds and Debentures, 0.015%), according to HELEX BoD Resolution No 1 /Article 7.
  • Tax on the sale of shares payable to the Greek government: 0.2% payable by the seller (not applicable in case of donation).